MoFo Classics: FINRA - Offerings and Research

03/19/2013 08:00 a.m. - 10:00 a.m.

Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, and Broker-Dealer Compliance + Regulation

Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104


Joseph Marano
(212) 336-4316

Read the presentation materials.

Listen to the recorded presentation.

A review of the FINRA rules applicable to offerings, including new Rule 5123, which becomes effective soon. We will also cover the rules relating to research on emerging growth companies, and proposed debt research rules.

Email Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.

©1996-2018 Morrison & Foerster LLP. All rights reserved.