MoFo Classics: FINRA - Offerings and Research

03/19/2013 08:00 a.m. - 10:00 a.m.

Corporate Finance | Capital Markets, Broker-Dealer Compliance + Regulation, Financial Services, and Finance

Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104


Joseph Marano
(212) 336-4316

Read the presentation materials.

Listen to the recorded presentation.

A review of the FINRA rules applicable to offerings, including new Rule 5123, which becomes effective soon. We will also cover the rules relating to research on emerging growth companies, and proposed debt research rules.

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