MoFo Classics: FINRA - Offerings and Research

03/19/2013 08:00 a.m. - 10:00 a.m.

Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, and Broker-Dealer Compliance + Regulation

Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104

Anna T. Pinedo

Anna T. Pinedo

Seminar

Joseph Marano
jmarano@mofo.com
(212) 336-4316

Read the presentation materials.

Listen to the recorded presentation.

A review of the FINRA rules applicable to offerings, including new Rule 5123, which becomes effective soon. We will also cover the rules relating to research on emerging growth companies, and proposed debt research rules.

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