SEC Registration for Foreign Banks

West LegalEdcenter Webcast

04/18/2013 01:00 p.m. - 02:00 p.m. EDT

Banking + Financial Services, Capital Markets, Financial Institutions + Financial Services, and Financial Institutions | Europe

Anna T. Pinedo and Ze'-ev D. Eiger

Ze'-ev D. Eiger and Anna T. Pinedo

Webinar

Joseph Marano
jmarano@mofo.com
(212) 336-4316

For presentation materials, click here.

Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This briefing will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.

Topics will also include:

  • The registration process and confidential submissions;
  • Benefits available to foreign private issuers;
  • Specialized disclosure requirements for banks (industry Guide 3);
  • Accounting considerations;
  • Governance and ongoing reporting obligations; and
  • Liability concerns.

Speakers:

  • Ze’-ev Eiger
  • David Lynn
  • Anna Pinedo

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