Exchange-Traded Funds: Issues for 2013

05/14/2013 08:00 a.m. - 10:00 a.m.

Banking + Financial Services, Financial Institutions + Financial Services, Investment Management, and Corporate Finance | Capital Markets

Morrison & Foerster LLP
39th Floor
1290 Avenue of the Americas
New York, NY 10104

Kelley A. Howes

Kelley A. Howes


Joe Marano
(212) 336-4316

For presentation materials, click here.

This teleconference is designed as a primer regarding exchange-traded funds.

Topics Will Include:

  • The distinctions between mutual funds and ETFs
  • How ETFs are created and how they trade
  • The regulatory infrastructure governing ETFs
  • The registration and listing process
  • Recent changes regarding the use of derivatives in ETFs
  • Information about other types of exchange-traded pools and notes


  • Jay G. Baris, Morrison & Foerster, LLP
  • Kelley A. Howes, Morrison & Foerster, LLP
  • Lauren C. Mullen, Assistant General Counsel, Equities Legal, Bank of America Merrill Lynch

New York and California CLE credit is pending.

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