06/26/2014 10:00 a.m. - 11:30 a.m. PDT
Banking + Financial Services, Corporate Finance | Capital Markets, Financial Institutions + Financial Services, Financial Services Enforcement, and Investigations + White Collar Defense
Demme Doufekias and Nancy R. Thomas
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In the wake of the financial crisis, federal and state regulators and prosecutors increasingly are targeting individuals at financial institutions for alleged violations of financial laws and regulations. Regulators, prosecutors, and prominent judges have proclaimed that individuals must be held accountable. Regulators are expanding the traditional focus on wrongful conduct by individual corporate officers and compliance professionals to reach what they view as lapses in management and oversight responsibilities.
Join us for this webinar to learn what corporate directors, officers and compliance professionals should know about renewed scrutiny and expanded civil and criminal enforcement by state and federal financial services regulators and securities regulators.
Topics Will Include:
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