MoFo Classics: All Things Canadian

02/03/2015 08:15 a.m. - 09:45 a.m. EST

Banking + Financial Services, Corporate Finance | Capital Markets, Investment Management, and Financial Institutions + Financial Services


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Harrison Lawrence
(212) 336-4004

We will discuss the rules of the road for securities offerings by non-Canadian issuers selling into Canada.  We also will discuss the prospectus regime applicable to Canadian issuers, with a focus on the shelf registration process and on dual-listed issuers.

Topics will include:

  • Shareholder requirements for private placements, PIPEs and registered directs;
  • Completing a confidentially marketed offering;
  • Considerations for at-the-market offerings;
  • Timing of filing, approval, and withdrawal requirements; and
  • Which JOBS Act accommodations are available to Canadian issuers?


  • Tim McCormick, Partner, Stikeman Elliott LLP
  • Nilene Evans, Of Counsel, Morrison & Foerster LLP

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