The SEC Proposed Rules on Investment Company Use of Derivatives and Leverage: What It Could Mean for You

02/04/2016 12:00 p.m. - 01:00 p.m. EDT

Investment Management, Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Business Development Companies, Derivatives + Commodities, and Derivatives + Commodities Regulation

Jay G. BarisKelley A. Howes, and James Schwartz


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Trevor Starer
(212) 336-4310

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Topics Will Include:

  • Overview of rules;
  • Substantive limits on use of derivatives;
  • Derivatives risk management programs;
  • New responsibilities for fund directors; and,
  • Challenges for investment advisors and chief compliance officers and counsel.


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