Final FINRA Research Rules

02/09/2016 12:00 p.m. - 01:00 p.m. EST

Banking + Financial Services, Financial Institutions + Financial Services, Corporate Finance | Capital Markets, and Investment Management

Ze'-ev D. Eiger

Ze'-ev D. Eiger


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Trevor Starer
(212) 336-4310

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The presentation will cover FINRA’s new equity research rule (Rule 2241), which took effect on December 24, 2015, and new debt research rule (Rule 2242), which will take effect on February 22, 2016. We will also briefly discuss the analyst settlement, the SEC’s research rules, as well as recent enforcement matters and other developments.

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