Free Writing Prospectuses: Legal Principles and Best Practices

02/10/2016 12:00 p.m. - 01:00 p.m. EST

Corporate Finance | Capital Markets, Broker-Dealer Compliance + Regulation, Debt Offerings + 144A Offerings, and Structured Products

Lloyd S. Harmetz

Lloyd S. Harmetz


Download Presentation Materials

Trevor Starer
(212) 336-4310

Listen to Presentation

The free writing prospectus (FWP) recently celebrated its 10th birthday as a lawful document in the United States of America. We will mark the occasion with a one hour seminar discussing these documents. We will discuss:

  • The SEC rules and guidance governing the use of these documents;
  • The intersection of these SEC rules with applicable FINRA regulations;
  • Practices that have emerged in the marketplace in connection with the drafting and use of FWPs; and,
  • The limitations imposed on the use of these documents by reporting companies that have lost their WKSI status.

Email Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.

©1996-2019 Morrison & Foerster LLP. All rights reserved.