45th Annual Securities Regulation Institute


11/06/2013 - 11/07/2013

Investment Management, Capital Markets, and Securities Enforcement

The New York Hilton & Towers
1335 Avenue of the Americas
New York, NY 10019

Jay G. Baris

Jay G. Baris

Speaking Engagement

Alexa Powers
(212) 336-4312

Partner David Lynn is the co-chair of this event and partner Jay Baris will moderate the panel titled "The Latest Developments with Investment Companies, Private Funds and Investment Advisers", which will address the following topics:

  • Private equity and hedge fund regulation in a post-Dodd Frank Act world
  • Investment company regulatory developments
  • The rise of alternative investment vehicles and the regulatory response
  • Regulatory issues in capital raising
  • Implementation of global derivatives regulation
  • Addressing insider trading issues in a fund environment

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