4th Annual SPA and MoFo Structured Products Legal, Regulatory & Compliance Update 2012

02/06/2012 06:00 p.m. - 09:30 p.m.

Capital Markets, Derivatives + Commodities, and Structured Products

Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104

Anna T. Pinedo

Anna T. Pinedo

Seminar

Katie Koropey
kkoropey@mofo.com
(212) 336-4048

The Structured Products Association and Morrison & Foerster are pleased to present the annual Legal, Regulatory & Compliance update to friends, clients and members on Monday, February 6, 2012.

Join us for an important presentation on critical developments in the legal-regulatory-compliance landscape. Hors d'oeuvres and cocktails will be served.

Topics:

  • FINRA's Filing Requirement and Principal Review of FWPs Prior to Broad Dissemination [click here for MoFo's Structured Thoughts newsletter on the topic]
  • Litigation and arbitration review
  • Regulation of Internal Communications
  • Retail Communications on an Online, Electronic Forum
  • Strategies for SEC/FINRA on-site inspections
  • Hybrids and Dodd-Frank legislation
  • Jim Cotar's new white-paper on "Analysis of Structured Products in the Context of Historical Performance"

Confirmed Speakers:

  • Anna Pinedo, Morrison & Foerster
  • Steven Lofchie, Cadwalader
  • Robert Dilworth, Bank of America Merrill Lynch
  • Two others subject to internal approvals

As always for this event, space is limited and it's likely to be at full capacity. Please reserve your space as soon as possible.

RSVP to Katie Koropey at kkoropey@mofo.com or (212) 336-4048

New York and California CLE credit is pending.

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