6th Annual SPA and MoFo Structured Products Legal, Regulatory & Compliance Update 2014

01/14/2014 06:00 p.m. - 08:30 p.m.

Capital Markets, Banking + Financial Services, Derivatives + Commodities, Financial Institutions + Financial Services, Structured Products, and Derivatives + Commodities Regulation

Morrison & Foerster LLP
1290 Avenue of the Americas
39th Floor
New York, NY 10104

Seminar

The Structured Products Association and Morrison & Foerster are pleased to present this annual Legal, Regulatory & Compliance update to friends, clients and members on Tuesday, January 14, 2014.

Join us for a timely and important presentation on significant new developments in the legal-regulatory-compliance landscape. This presentation will cover a wide range of topics related to structured products, including:

Topics:

  • Round-up on Title VII implementation
  • Nasdaq’s quotation system for structured products
  • Areas of attention for FINRA and the SEC related to structured products
  • The Volcker Rule
  • What to expect in 2014

A more detailed agenda and speakers will be circulated shortly. 

This event is traditionally standing-room only, so kindly register today. Hors d’oeuvres and cocktails will be served at the beginning and the end of the event, respectively. The event is closed to press.

We are offering NY and CA CLE credits.

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