8th Annual SPA and MoFo Structured Products Legal, Regulatory & Compliance Update 2016

02/02/2016 06:00 p.m. - 08:30 p.m.

Banking + Financial Services, Corporate Finance | Capital Markets, Financial Institutions + Financial Services, and Investment Management

Morrison & Foerster LLP
250 W 55th Street
New York NY 10019


Trevor Starer
(212) 336-4310

The Structured Products Association and Morrison & Foerster are pleased to present this annual Legal, Regulatory & Compliance update to friends, clients and members on February 2, 2016.

Join us for a timely presentation on current developments in the legal-regulatory-compliance landscape. This presentation will cover a wide range of topics related to structured products.


  • Welcome and introductory remarks by Structured Products Association Chairman, Keith Styrcula;
  • Update on tax developments by Morrison & Foerster Partner, Remmelt Reigersman;
  • Addressing TLAC compliance through financing subsidiaries and other approaches;
  • FINRA’s and the OCIE’s priorities for 2016;
  • The use of derivatives by 40 Act entities; and
  • What to expect in 2016.


  • Keith Styrcula, Structured Products Association
  • Scott Gilbert, FINRA
  • Travis Batty, Deutsche Bank
  • Ray Doherty, Bank of America Merrill Lynch
  • Alex Feinstein, Barclays
  • Remmelt Reigersman, Morrison & Foerster LLP

This event is traditionally standing-room only, so kindly register today. Hors d’oeuvres and cocktails will be served at the beginning and the end of the event, respectively.

The event is closed to press.

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