A Review of the 1940 Act and the Advisers Act – Still Spry at 75

27 May 2015

Morrison & Foerster LLP
4200 Republic Plaza
370 Seventeenth Street
Denver, CO 80202-5638

Partner Jay Baris and Kate Ives of OppenheimerFunds presented a review of the 1940 Act and the Advisers Act in Denver, CO. They covered issues including congressional intent, affiliates and conflicts of interest, governance and board oversight, limit on leverage and valuation, and compliance infrastructure.



Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.