ABCs of ETFs

PLI Webinar

02/19/2016 01:00 p.m. - 02:00 p.m. EST

Investment Management

Kelley A. Howes

Kelley A. Howes


Exchange traded funds have grown in popularity and complexity. This program will tell you what you need to know — how they are structured, how they operate, and legal and regulatory trends that affect them.

Please join Partner Jay G. Baris and Of Counsel Kelley A. Howes as they address the following topics:

  • The distinctions between mutual funds and ETFs;
  • How ETFs are created and how they trade;
  • The regulatory infrastructure governing ETFs;
  • The registration and listing process;
  • Recent changes regarding the use of derivatives in ETFs; and
  • Information about other types of exchange-traded pools and notes.

PLI will provide CLE credit.

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