ALI-ABA Webcast: Over the Wall Deals and Other Capital Raising Techniques


Although the markets have been improving, issuers that seek financing remain concerned about volatility and the possible effect on their stock price associated with public announcement of a potential financing. As a result, many more public offerings are being marketed differently. Panelists discussed over-the-wall (or pre-marketed) public offerings, including the process, Reg FD and compliance concerns and other related issues. They also discussed the mechanics of block trades―when is a trade just a trade, and when is it a distribution? Finally, faculty discussed “bought deals.”

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