Speaking Engagement

American Bar Association’s Seventh Annual National Institute on Securities Fraud

15 Nov 2012 04:30 p.m. - 05:30 p.m.

Westin New Orleans Canal Place
100 Rue Iberville
New Orleans, LA 70130
(800) 285-2221

Partner Daniel A. Nathan will be speaking on "SEC Jeopardy: Broker Dealers and Investment Advisers in the SEC Gauntlet" at the American Bar Association’s Seventh Annual National Institute on Securities Fraud.

Program highlights include:

  • Panel discussions with senior officials from the SEC and DOJ
  • Updates since the passage of the Dodd-Frank Act
  • Breakout sessions focused on new financial reform legislation
  • Strategies for practitioners when representing clients under investigation, indicted clients and clients during appeals

This National Institute is an educational and professional forum to discuss legal and ethical issues surrounding securities fraud.

The American Bar Association will provide CLE credit.




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