Speaking Engagement

Annual SEC/DOJ Enforcement 2016 Update

25 May 2016 09:00 a.m. - 11:30 a.m.

The Army and Navy Club
901 Seventeenth Street NW
Washington, D.C.

James Koukios will be a panelist for the Sandpiper Partners LLC’s Annual SEC/DOJ Enforcement 2016 Update on May 25, 2016.

Topics for Discussion

  1. SEC and DOJ Enforcement Trends, Tools and Tactics
  2. New FCPA Enforcement Plan and Guidance Issued April 6
  3. Corporate and Individual Accountability under the Yates Memo. With Six Months of Experience, What are the Key Provisions that are Emerging from the Memo?
  4. SEC/DOJ Focus on Compliance Programs
  5. SEC Cyber Enforcement and Examinations, DOJ Cyber Enforcement
  6. Latest on SEC & DOJ Investigations
  7. Role of DPAs, NPAs and monitors
  8. Securities Litigation Update
  9. SEC Whistleblower Update: The “Most Active Year” Ever

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