Menu
Stay Connected
Speaking Engagement

Annual SEC/DOJ Enforcement 2016 Update

25 May 2016 09:00 a.m. - 11:30 a.m.

The Army and Navy Club
901 Seventeenth Street NW
Washington, D.C.

James Koukios will be a panelist for the Sandpiper Partners LLC’s Annual SEC/DOJ Enforcement 2016 Update on May 25, 2016.

Topics for Discussion

  1. SEC and DOJ Enforcement Trends, Tools and Tactics
  2. New FCPA Enforcement Plan and Guidance Issued April 6
  3. Corporate and Individual Accountability under the Yates Memo. With Six Months of Experience, What are the Key Provisions that are Emerging from the Memo?
  4. SEC/DOJ Focus on Compliance Programs
  5. SEC Cyber Enforcement and Examinations, DOJ Cyber Enforcement
  6. Latest on SEC & DOJ Investigations
  7. Role of DPAs, NPAs and monitors
  8. Securities Litigation Update
  9. SEC Whistleblower Update: The “Most Active Year” Ever

Practices

Close
Feedback

Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.