10/30/2014 12:00 p.m. - 04:15 p.m.
Banking + Financial Services, Corporate Finance | Capital Markets, Financial Institutions + Financial Services, and Investment Management
The University Club of Phoenix
39 E Monte Vista Road
Phoenix, AZ 85004
Partner Anna Pinedo will be speaking at the Arizona Bankers Association’s CEO & Directors’ College in Phoenix, Arizona. This presentation will focus on what has been accomplished and what is yet to come for the Dodd-Frank Act. This session will provide an inside look as to what companies can expect to see from the SEC on transparency regulation for the derivatives and asset-backed securities markets, as well as rules for credit rating firms. The presentation will also give a synopsis of the work the SEC has done related to the hedge fund industry and protections for brokerage customers.
Additional topics will include:
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