03/18/2014 08:30 a.m. - 10:00 a.m.
Corporate Finance | Capital Markets, Derivatives + Commodities, Energy Regulatory + Litigation, Financial Services, and Finance
Morrison & Foerster LLP 1290 Avenue of the Americas Floor 39 New York, NY 10104
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There are some new sheriffs in town. Or, rather, some old sheriffs – the CFTC and FERC – with new enforcement tools, enhanced jurisdiction, additional resources, and a renewed sense of purpose. These regulatory enforcers are investigating and bringing the types of ground-breaking enforcement actions traditionally associated with the SEC and the Department of Justice. In addition, they are responsible for increased compliance burdens at firms active in commodities and energy trading. Our experts in CFTC and FERC enforcement and regulation have extensive leadership experience at, and with, those agencies and will bring you up to date about these agencies’ recent enforcement focus and current priorities. Forewarned is forearmed.
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