CFTC's Division of Swap Dealer and Intermediary Oversight (DSIO) Advisory for Non-US Swap Dealers

The Knowledge Group

05/13/2014 10:00 a.m. - 12:00 p.m.

Energy Regulatory and Derivatives + Commodities Regulation

Julian E. Hammar

Julian E. Hammar

Speaking Engagement

The Knowledge Group has assembled a panel of key thought leaders to provide the audience with an In-depth analysis of CFTC\'s Division of Swap Dealer and Intermediary Oversight (DSIO) Advisory for Non-U.S. Swap Dealers.

Key Issues that will be covered in this course are: 

  • CFTC Staff Advisory No. 13-69
  • CFTC Issues Cross-Border Transactions Advisory
  • Transaction-Level Requirements Under the Cross Border Guidance
  • CFTC Implications for Non-U.S. Swap Dealers
  • Compliance and Best Practices
  • Up-to-Minute Regulatory Updates


  • Julian Hammar
    Of Counsel Morrison & Foerster LLP
  • David Lucking
    Partner Allen & Overy LLP
  • Deborah North
    Partner Allen & Overy LLP

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