Choosing among Capital-Raising and Funding Alternatives

11/10/2015 10:30 a.m. - 12:30 p.m.

Capital Markets, Investment Management, Banking + Financial Services, Financial Institutions + Financial Services, and Canada

The Fairmont Royal York
100 Front Street West
Toronto, ON M5J 1E3 Canada

Bradley Berman and Anna T. Pinedo


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Trevor Starer
(212) 336-4310

Please join us for a briefing session on November 10, 2015 at the Fairmont Royal York Hotel in Toronto.

This two hour in-depth session will focus on the securities law, banking law, and other regulatory considerations that may affect an issuer’s choice as among reliance on MJDS regime and SEC registration; registered offerings and exempt offering alternatives, such as the Section 4(a)(2) exemption, Regulation D, Rule 144A, and Section 3(a)(2) (for banks); continuous issuance programs, such as bank note, medium-term note and commercial paper programs; and bank products, such as certificates of deposit, market-linked CDs, and Yankee CDs.

The program also will include a discussion of the liquidity coverage ratio, leverage ratio and TLAC in the context of funding choices.


Lunch will be served following this presentation.


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