Denver Broker-Dealer and Investment Adviser Compliance Roundtable

05/22/2014 08:30 a.m. - 11:30 a.m.

Investment Management

Marriott Denver City Center
1701 California Street
Denver, CO 80202

Kelley A. Howes

Kelley A. Howes

Speaking Engagement

ACA, Morrison & Foerster and ALPS will offer a broker-dealer and investment adviser focused seminar for in-house counsel and compliance officers. In this seminar, panelists from Morrison & Foerster, ALPS, ACA, and the industry will discuss topics relevant to the regulatory requirements unique to these types of firms.

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