Speaking Engagement

Denver Broker-Dealer and Investment Adviser Compliance Roundtable

22 May 2014 08:30 a.m. - 11:30 a.m.

Marriott Denver City Center
1701 California Street
Denver, CO 80202

ACA, Morrison & Foerster and ALPS will offer a broker-dealer and investment adviser focused seminar for in-house counsel and compliance officers. In this seminar, panelists from Morrison & Foerster, ALPS, ACA, and the industry will discuss topics relevant to the regulatory requirements unique to these types of firms.



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