Developments in the Structured Product Markets

11/18/2010 08:00 a.m. - 10:00 a.m.

Capital Markets, Financial Institutions | Europe, Derivatives + Commodities, Financial Institutions + Financial Services, Securities Offerings | Europe, Broker-Dealer Compliance + Regulation, and Structured Products

Morrison & Foerster (UK) LLP
CityPoint
One Ropemaker Street
London EC2Y 9AW
United Kingdom

Peter J. Green and Jeremy C. Jennings-Mares

Peter J. Green and Jeremy C. Jennings-Mares

Seminar

Lorna O'Neill
loneill@mofo.com
+44 20 7920 4007

Please join us at Morrison & Foerster for a seminar looking at recent regulatory developments in the EU on structured products and their likely impact on future structured products.

In the aftermath of the subprime crisis, Lehman’s bankruptcy and the ensuing global financial crisis, structured products, particularly those marketed to retail investors (such as PRIPs and UCITS) and private funds, have come under close scrutiny. Regulators, politicians and industry associations have produced a number of consultations and initiatives for reform, which are designed to help speed the revival of confidence in the structured products markets, by addressing the perceived shortcomings in structured products. Their proposals involve, among others, enhanced disclosure, reforms of the structuring, marketing and transparency of certain structured products and proposed homogenisation of regulations affecting retail investment products contained in different “wrappers”. We will look at key regulatory and industry developments, including an update on the work of the Joint Associations Committee on Retail Structured Products, as well as the likely impact of the proposed changes on future structured products.

Topics Will Include:

  • EU initiatives on retail structured products, including PRIPs and UCITS
  • Update on FSA Retail Distribution Review
  • Update on the work of the Joint Associations Committee on Retail Structured Products
  • Impact of proposed EU AIFM Directive
  • The “foreign private adviser” exemption under the new US Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
  • Likely impact of the regulatory changes on future structured products

Speakers:

  • Peter Green
    Partner, Morrison & Foerster (UK) LLP
  • Jeremy Jennings-Mares
    Partner, Morrison & Foerster (UK) LLP
  • Tim Hailes
    Chairman,
    Joint Associations Committee on Retail Structured Products

Schedule:

  • Registration & Breakfast: 8:00 – 8:30 am
  • Programme: 8:30 – 10:00 am

There is no charge to attend this event.

England and Wales CPD Credit
Morrison & Foerster (UK) LLP (Authorisation Number 3538/MOFO) certifies that this activity has been approved for CPD credit by the Solicitors Regulation Authority for the amount of 1 hour 30 mins.

New York CLE Credit
Morrison & Foerster LLP has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York.
This continuing legal education program has been approved in accordance with the requirements of the Continuing Legal Education Board for a maximum of 1.5 credit hours, of which 1.5 credit hours can be applied toward the Professional Practice requirement.

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