Dodd-Frank for Non-U.S. Banks:
What Will it Mean for You?

10/06/2011 04:30 p.m. - 08:00 p.m.

Banking + Financial Services, Corporate Finance | Capital Markets, Financial Institutions + Financial Services, Financial Transactions | Europe, Securities Offerings | Europe, Germany, United Kingdom, and Brussels

Morrison & Foerster (UK) LLP
CityPoint
One Ropemaker Street
London EC2Y 9AW
United Kingdom

Peter J. GreenKenneth E. KohlerOliver I. Ireland, and David H. Kaufman

Oliver I. IrelandPeter J. GreenKenneth E. Kohler, and David H. Kaufman

Seminar

Christie Adams
cadams@mofo.com
(212) 336-4024

The U.S. bank and securities regulators’ jurisdiction and mission has expanded under Dodd-Frank reforms. A non-U.S. financial institution's ability to anticipate and manage the extra-territorial impact of the onslaught of new regulation is critical to its business success.

Please join our panel of senior practitioners for an interactive discussion that will highlight how non-U.S. bankers and in-house counsel can better tailor their operations and products to specific Dodd-Frank reforms.

Topics Will Include:

  • Consequences of SIFI designation and regulation for non-U.S. banks;
  • Impact of the “Volcker Rule” for non-U.S. banks’ proprietary trading and private equity fund/hedge fund activities;
  • Impact on non-U.S. banks of the amendments to the Investment Advisers Act of 1940;
  • Implications of the “Lincoln Amendment” for the swaps activities of non-U.S. banks;
  • U.S. registration requirements for non-U.S. banks swap dealers and major swap participants;
  • Effects of Dodd-Frank credit rating agency reforms for non-U.S. bank products such as fixed-income securities offerings;
  • Non-U.S. banks issuing ABCP in the new regulatory environment;
  • Impact of Dodd-Frank on securitisation by non-U.S. banks;
  • Competitive impact considerations; and
  • Developing an operational response to the new regulatory environment.

Morrison & Foerster LLP will host the panel at the firm’s London office at 5:00 PM BST on Thursday 6 October, followed by a “taster” demo of the Protiviti Governance Portal and a drinks and canapes reception.

Speakers:
  • Elana Hahn
    Partner, Morrison & Foerster
  • Oliver Ireland
    Partner, Morrison & Foerster
  • Anna Pinedo
    Partner, Morrison & Foerster
  • Ijeoma Ekwueme-Okoli
    Director in the Wholesale Markets & Treasury and Trading Division, Lloyds TSB

Morrison & Foerster LLP will host the panel at the firm’s London office at 5:00 PM BST on Thursday 6 October, followed by a “taster” demo of the Protiviti Governance Portal and a drinks and canapes reception.

England and Wales CPD Credit
Morrison & Foerster (UK) LLP (Authorisation Number 3538/MOFO) certifies that this activity has been approved for CPD credit by the Solicitors Regulation Authority for the amount of 1 hour 15 mins.

New York CLE Credit
Morrison & Foerster LLP has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education in the State of New York.
This continuing legal education program has been approved in accordance with the requirements of the Continuing Legal Education Board for a maximum of 1.5 credit hours, of which 1.5 credit hours can be applied toward the Professional Practice requirement.

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