FIA: Law & Compliance Conference on the Regulation of Futures, Derivatives, and OTC Products

07 Apr 2014 01:00 p.m. - 09 Apr 2014 12:00 p.m.

Baltimore Marriott Waterfront
700 Aliceanna Street
Baltimore, MD 21202

The FIA Law & Compliance Division holds a spring conference on the East Coast each year. Compliance officers, attorneys, and regulators consider issues affecting the legal and regulatory framework of the derivatives industry.

Julian Hammar spoke on the panel “Registration and Beyond.” The panel discussed recent developments in individual/AP designations in the post-SEF world and entity registrations, both domestically and globally, and considerations for the ongoing consequences of registration/designation.




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