Financial Institution Planning and Compliance Under Dodd-Frank: Putting the Pieces Together

PLI Webinar

07/11/2012 01:00 p.m. - 02:00 p.m. EDT

Corporate Finance | Capital Markets, Banking + Financial Services, and Financial Institutions + Financial Services


Joseph Marano
(212) 336-4316

The Dodd-Frank Act calls on banks to put in place new risk management regimes, conduct stress tests, and submit plans in several areas, including capital, liquidity, resolution planning, and compliance with the Volcker Rule. The regulators have begun to understand how these requirements relate, and proposed and final rules have recognized some of the overlap. Still, there has been no comprehensive effort to integrate the different requirements. Compliance costs for banks will multiply if they are unable to develop a robust management, testing, and compliance regime.

Please join Dwight C. Smith, III of Morrison & Foerster LLP and Jeff Curry of FTI Consulting as they discuss:

  • The different sets of requirements, including capital, liquidity, resolution planning, and the Volcker Rule
  • Overlapping legal requirements
  • New duties for directors and senior management
  • An integrated timeline for Dodd-Frank deadlines
  • A single compliance framework


  • Dwight Smith
    Partner, Morrison & Foerster LLP
  • Jeff Curry, FTI Consulting

PLI will provide CLE credit.

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