Financial Regulatory Briefing

06/02/2016 08:30 a.m. - 01:15 p.m.

Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Financial Services, Investment Management, Derivatives + Commodities, Derivatives + Commodities Regulation, and Financial Technology

Morrison & Foerster LLP
250 West 55th Street
New York, NY 10019

Jay G. BarisAnna T. PinedoOliver I. IrelandJames Schwartz, and Jeremy R. Mandell


Trevor Starer
(212) 336-4310

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Please join Morrison & Foerster attorneys at our Financial Regulatory Briefing in New York City.


  • Registration/Breakfast:
    8:00 a.m. – 8:30 a.m.

  • The SEC’s Focus on the Use of Derivatives by Funds
    8:30 a.m. to 9:30 a.m.

  • Asset Management and Financial Stability
    9:30 a.m. to 10:00 a.m.

  • Fed’s Long Term Debt, TLAC and Clean Holding Company Requirement and its Effects on Financial Institutions Issuers and the Debt Capital Markets
    10:00 a.m. to 11:00 a.m.

  • The Single Counterparty Exposure Reproposal, the Net Stable Funding Rule Proposal, and Incentive Compensation at Covered Financial Institutions
    11:00 a.m. to 12:00 p.m.

  • Lunch
    12:00 p.m. to 12:15 p.m.

  • A FinTech Discussion:  An Overview of Legal and Regulatory Issues That Arise when Banks Work with FinTech Companies
    12:15 p.m. to 1:15 p.m.

CLE credit is pending for California and New York.


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