04/25/2012 - 04/27/2012
Banking + Financial Services, Capital Markets, Structured Finance + Securitization, and Financial Institutions + Financial Services
Sir Francis Drake Hotel450 Powell Street San Francisco, CA 94102
Anna T. Pinedo and Hillel T. Cohn
By attending this seminar, participants will acquire an understanding of (as well as tools for dealing with) the challenges and regulatory "hot button" priorities currently facing compliance professionals, risk managers and internal auditors in the bank-affiliated broker-dealer industry. The focus is on current compliance topics, new rules or interpretations and regulatory developments, including a Dodd-Frank regulatory reform update. Attendees are given the opportunity to sharpen their skills through general, workshop and interactive sessions with their peers, industry leaders and regulators.
Partners Anna Pinedo and Hillel Cohn will be speaking on a panel titled "Cross-Border Concerns: Inbound and Outbound."
2-for-1 Registration Discount in effect for all California attendees.
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