This day and a half conference is a valuable forum for banking and securities attorneys, senior compliance officers and regulators providing for an exchange of information, ideas and experiences on current "hot topic" regulatory and legislative/agency initiatives. The focus is on high-level discussion of evolving banking and securities law, enforcement proceedings, financial holding company issues, securities underwriting and distribution, capital markets regulation and public finance, including a panel of general counsels from the banking, securities and commodities regulatory agencies.
Join Partner Barbara Mendelson as she delivers the welcome and morning announcement at the FMA 2014 Legal and Legislative Conference. She will also moderate two panels entitled “General Counsels” and “Cross-border issues for foreign and domestic financial institutions.”
FMA will provide CLE Credit.