GARP New York Regulatory Forum

10/11/2011 08:00 a.m. - 05:15 p.m.

Corporate Finance | Capital Markets, Financial Institutions + Financial Services, and Banking + Financial Services

New York Marriott Marquis
1535 Broadway
New York, NY 10036

Oliver I. Ireland

Oliver I. Ireland


Christie Adams
(212) 336-4024

The Dodd-Frank Act represents a comprehensive overhaul to the US regulatory system. As we enter the next phase of the process, understanding the evolving requirements and provisions of the Act becomes essential.

This intensive one-day forum addresses some of the most complex provisions of the Act and covers derivatives trading, proprietary trading (Volcker-rule), structured products, regulatory oversight, and investor protections. The anticipated impact of new regulation and the interrelationship between this Act with the broader spectrum of risk regulations will also be covered. Risk management professionals needing to know more about how the new regulatory provisions will impact the future of risk management should not miss this event.

Topics to be addressed include:
  • New Record-keeping, Reporting Requirements and Advisor Regulations
  • Transparency and Accountability: Expected Refinements in the New Derivatives Regime
  • Speculation Restrictions and the new Volcker Rule
  • Reshaping the Depth and Breadth of Financial Regulation
  • Direct from Basel and Brussels: International Regulatory Updates

MoFo Partner Oliver Ireland will be speaking on a panel titled "Timing Isn’t Everything: Speculation Restrictions and the Volcker Rule."

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