Global Capital Markets & the U.S. Securities Laws 2016

PLI Seminar

04/27/2016 09:00 a.m. - 05:00 p.m.

Capital Markets, Banking + Financial Services, and Financial Institutions + Financial Services

PLI New York Center
1177 Avenue of the Americas, 2nd Floor
New York, NY 10036

David M. Lynn and Marty Dunn

Speaking Engagement

Capital markets are adjusting to a wide range of evolving regulatory standards which affect the way in which offerings are conducted around the world. At the same time, issuers around the world are subject to changing accounting and corporate governance standards, while market participants navigate new ground in derivative product regulation. Issuers and market participants also face an increasingly active global enforcement environment targeting activities taking place around the world. This program will keep securities lawyers up-to-date on domestic and international regulatory and market developments, bringing together an engaging group of expert practitioners and senior regulators for an in-depth look at how the U.S. securities laws work in the context of a rapidly evolving global regulatory environment.

Some of the areas this year’s program will cover are:

  • The latest developments with global regulatory efforts;
  • Efforts to promote capital formation through private and public offerings;
  • Evolving accounting, disclosure and governance standards for issuers;
  • Current developments with private and public offering practices;
  • Global regulation of alternative investment vehicles;
  • Significant changes in global derivatives product regulation; and
  • Securities enforcement in an increasingly global regulatory environment.

Morrison & Foerster Partner David M. Lynn will serve as Co-Chair of the program with Paul M. Dudek – Chief, Office of International Corporate Finance, Division of Corporation Finance, U.S. Securities and Exchange Commission. The Co-Chairs will provide opening remarks.

Morrison & Foerster Partner Marty Dunn will speak on a panel entitled “Hot Topics in Capital Markets.” Topics will include:

  • Disclosure developments;
  • The latest developments with Rule 144A and Regulation S offering;
  • The impact of the JOBS Act; and
  • Global offering techniques.

PLI will provide CLE credit.


Find MoFo Info

Email Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.

©1996-2016 Morrison & Foerster LLP. All rights reserved.