Capital Markets, Banking + Financial Services, Financial Institutions + Financial Services, Derivatives + Commodities, Derivatives + Commodities Regulation, Investment Management, and Financial Services
ARIA Las Vegas
3730 Las Vegas Blvd South
Las Vegas, NV 89158
The second annual gathering of equity and cross-asset volatility derivative buysiders, asset owners and sellsiders will provide participants with information on market trends, drivers and products from the top portfolio managers, allocators, bank desks and exchanges.
Partner Anna T. Pinedo will speak on a panel entitled “The Path Ahead: Regulation Affecting Equity Derivatives” on day 2 of the program. This presentation will provide a brief overview of how the current state of implementation of Dodd-Frank Title VII requirements affect swaps and security-based swaps. This will include a discussion of the status of the CFTC’s rulemaking, the status of the SEC’s rulemaking, and cross-border issues, such as margin. Finally, this session will cover the SEC’s proposed rules affecting the use of derivatives by registered funds, proposed legislation affecting ownership reporting (and its effects on equity derivatives), and related matters.
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