IFLR Webinar: A Dodd-Frank Derivatives Update

09/06/2012 11:00 a.m. - 12:30 p.m. EDT

Banking + Financial Services, Corporate Finance | Capital Markets, Derivatives + Commodities, Financial Institutions + Financial Services, and Structured Products

David H. Kaufman

David H. Kaufman


To view the presentation materials, click here.

With the recent guidance on extraterritoriality, the principal pieces of the regulatory framework applicable to derivatives are coming together. This webcast will provide an overview of the status of Title VII rulemaking. The participants will discuss:

  • Entity Definitions
  • Swap Dealer Registration and Compliance Issues
  • Registration Process
  • Business Conduct Standards and Policy Requirements
  • Compliance Challenges
  • Timing Considerations
  • Clearing Documentation


  • Danielle Myles, IFLR (moderator)
  • Anna Pinedo, Morrison & Foerster
  • David Kaufman, Morrison & Foerster
  • Glen Rae, Bank of America Merrill Lynch 

CA and NY CLE Credit is Pending

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