Corporate, Public Companies Counseling + Compliance, Litigation, Investigations + White Collar Defense, and Securities Enforcement
Rosewood Sand Hill Hotel 2825 Sand Hill Road Menlo Park, CA 94025
Craig D. Martin
Insider trading is back in the news. Major hedge funds and corporate names are involved in what the federal authorities are calling the biggest insider trading investigations in a generation. Prosecutors are hinting that there is more to come. The SEC has brought its first insider trading case ever concerning credit default swaps. Aggressive investigative techniques have included court-authorized wiretaps and consensual recording of telephone conversations. Meanwhile, the SEC has announced new policies to foster cooperation in its investigations.
Our panelists, former federal prosecutors or SEC enforcement lawyers, will discuss these recent developments and what officers and directors of public companies and market participants can do to stay out of insider trading trouble. The panel will also include an expert economist from Cornerstone Research, who will explain critical economic issues that arise in insider trading cases.
Topics will include:
Eugene Illovsky - Partner, Morrison & Foerster (former Assistant U.S. Attorney)
Allan W. Kleidon - Senior Vice President, Cornerstone Research
Craig D. Martin - Partner, Morrison & Foerster (former SEC Enforcement Attorney)
Registration: 11:30 a.m. - Noon
Program: Noon - 1:30 p.m.
Lunch will be provided.
There is no cost to attend this program.
Who Should Attend:
In-house counsel, corporate directors and officers, regulatory and compliance officers, risk managers, internal audit staff, and ethics officers.
CLE credit for this program is pending.
This event is also being presented in San Francisco.
©1996-2019 Morrison & Foerster LLP. All rights reserved.