International Banking, Part III: SEC Registration for Foreign Banks

PLI Webcast

03/20/2013 01:00 p.m. - 02:00 p.m. EDT

Corporate Finance | Capital Markets, Germany, United Kingdom, Brussels, Financial Services, and Finance

David M. Lynn

David M. Lynn


For presentation materials, click here.

Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This briefing will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.

In this, the third of a four part series on International Banking, Partners Ze’-ev D. Eiger, David M. Lynn and Anna T. Pinedo will address the following topics:

  • The registration process and confidential submissions;
  • Benefits available to foreign private issuers;
  • Specialized disclosure requirements for banks (Industry Guide 3);
  • Accounting considerations;
  • Governance and ongoing reporting obligations; and
  • Liability concerns.

PLI will provide CLE credit.

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