International Banking, Part III: SEC Registration for Foreign Banks

PLI Webcast

03/20/2013 01:00 p.m. - 02:00 p.m. EDT

Banking + Financial Services, Capital Markets, Financial Institutions | Europe, and Financial Institutions + Financial Services

Ze'-ev D. Eiger and David M. Lynn

Ze'-ev D. Eiger and David M. Lynn


For presentation materials, click here.

Foreign banks seeking to diversify their financing opportunities may consider SEC registration. This briefing will focus on the registration process; disclosure considerations for financial institutions; and compliance, governance and ongoing reporting.

In this, the third of a four part series on International Banking, Partners Ze’-ev D. Eiger, David M. Lynn and Anna T. Pinedo will address the following topics:

  • The registration process and confidential submissions;
  • Benefits available to foreign private issuers;
  • Specialized disclosure requirements for banks (Industry Guide 3);
  • Accounting considerations;
  • Governance and ongoing reporting obligations; and
  • Liability concerns.

PLI will provide CLE credit.

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