11/21/2014 09:50 a.m. - 11:00 a.m.
Harbor Beach Marriott
3030 Holiday Drive
Fort Lauderdale, FL 33316
This presentation from FINRA and industry members addresses recent developments regarding the implementing regulations for the JOBS Act. Updates address Regulation D Rule 506(c), research quiet periods and pitch meetings, distinctions between online private placement platforms and funding portals, and a discussion of the regulatory considerations in these areas.
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