07/11/2013 12:00 p.m. - 01:00 p.m. EDT
Capital Markets, Financial Institutions + Financial Services, Public Companies Counseling + Compliance, and Investment Management
Anna T. Pinedo and Jay G. Baris
For presentation materials, click here.
The SEC has scheduled a meeting for July 10, 2013 to consider the "bad actor" provisions that will be applicable for Rule 506 offerings (required by the Dodd-Frank Act), and the relaxation of the prohibition against general solicitation required under Title II of the JOBS Act.
This teleconference on July 11th is intended to provide an overview of the SEC’s actions.
RSVP to Joe Marano at (212) 336-4316 or via the "register" button above.
NY and CA CLE credits are pending.
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