Key Issues for Non-Accelerated Filers and Smaller Public Companies

6/22/2006

Corporate, Financial Institutions + Financial Services, and Securities Enforcement

San Diego, CA

Steve Rowles and Scott M. Stanton

Steve Rowles and Scott M. Stanton

Seminar

Come hear best practices, lessons learned and case studies on:

  • Raising Capital - Spotlight on PIPEs
  • Compliance Issues for the Non-Accelerated Filer

Topics will include:

  • Current structures and trends in PIPE financings
  • Accounting traps for the unwary PIPE issuer
  • The influence of hedge funds
  • Shifts in institutional investor interest
  • Securities Act Reform
  • Section 404 readiness and compliance
  • Dealing with restatements
  • Stock option expensing disclosure – analysis of the first
    round of disclosures
  • Preparing for the executive compensation disclosure regime

Who Should Attend: CEOs, Presidents, CFOs, Directors, Board Members,
Controllers, Treasurers, Internal Audit Managers

This invitation is transferable and open to colleagues and guests. There is no charge to attend this seminar. Morrison & Foerster LLP (provider # 2183) certifies that this activity has been approved for MCLE credit by the State Bar of California in the amount of 1.5 hours. Mayer Hoffman McCann P.C. certifies that program attendees can earn up to 1.5 hours of CPE credit.

Email Disclaimer

Unsolicited e-mails and information sent to Morrison & Foerster will not be considered confidential, may be disclosed to others pursuant to our Privacy Policy, may not receive a response, and do not create an attorney-client relationship with Morrison & Foerster. If you are not already a client of Morrison & Foerster, do not include any confidential information in this message. Also, please note that our attorneys do not seek to practice law in any jurisdiction in which they are not properly authorized to do so.

©1996-2017 Morrison & Foerster LLP. All rights reserved.