Morrison & Foerster 5th Annual Financial Services and Regulatory Conference

03/18/2015 10:00 a.m. - 03:00 p.m.

Banking + Financial Services, Capital Markets, Derivatives + Commodities, Federal Tax, Financial Institutions + Financial Services, Fair Lending, and Derivatives + Commodities Regulation

NASCAR Hall of Fame
400 East Martin Luther King, Jr. Blvd.
Charlotte, NC 28202

James R. TanenbaumAnna T. PinedoThomas A. HumphreysRemmelt A. ReigersmanOliver I. IrelandJames SchwartzJulian E. Hammar, and Donald C. Lampe

James R. TanenbaumOliver I. IrelandRemmelt A. ReigersmanDonald C. LampeAnna T. PinedoJames SchwartzJulian E. Hammar, and Thomas A. Humphreys

Seminar

Harrison Lawrence
hlawrence@mofo.com
(212) 336-4004

Please join our visiting Morrison & Foerster Attorneys as we offer our perspectives on navigating the roads and reading the road signs. 

Agenda

Dodd-Frank and Basel Implementation Overview
10:00 a.m. to 10:40 a.m.

  • Dodd-Frank Implementation: what’s left?;
  • Recent Basel Consultations and Announced Changes;
  • Regulating Risk and Governance Practices within Financial Institutions; and
  • Possible Areas for Reform of Regulatory Reform.

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Liquidity Measures, Regulatory Capital Developments and Impact on Lending and Financing Approaches
10:40 a.m. to 11:15 a.m.

  • The liquidity coverage ratio;
  • The net stable funding ratio;
  • Other proposals impacting short-term wholesale funding;
  • The FSB TLAC consultation;
  • A US long-term debt requirement, OLA and “bail-in” debt; and
  • Impact on financing approaches.

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Tax Developments and Emerging issues
11:15 a.m. to 12:00 p.m.

  • Potential tax reform;
  • Developments in taxation of capital markets transactions; and
  • Developments in connection with 871(m)/HIRE Act provisions.

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Lunch; Lunch Presentation: Enforcement and Compliance Priorities and Developments
12:00 p.m. to 1:00 p.m.

  • SEC and FINRA Enforcement and Examination Priorities;
  • CFTC’s Exercise of its Dodd-Frank Authority; and
  • CFPB UDAAP Developments.

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Retail and Consumer Banking: Mortgages and More
1:00 p.m. to 1:45 p.m.

  • Status of CFPB mortgage rulemakings;
  • Implementation challenges with CFPB TRID rule; and
  • CFPB actions on payment cards, overdrafts and “payday” lending.

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Grappling with the Volcker Rule
1:45 p.m. to 2:20 p.m.

  • Implementing your Program;
  • Hedging and market-making issues; and
  • Liquidity management plans and treasury and funding related activities.

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Break
2:20 p.m. to 2:30 p.m.

Derivatives Regulatory Update
2:30 p.m. to 3:00 p.m.

  • Proposed Margin Rules;
  • Resolution Stay Protocol; and
  • Other recent developments.

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