Morrison & Foerster 5th Annual Financial Services and Regulatory Conference

18 Mar 2015 10:00 a.m. - 03:00 p.m.

NASCAR Hall of Fame
400 East Martin Luther King, Jr. Blvd.
Charlotte, NC 28202
Harrison Lawrence
(212) 336-4004

Please join our visiting Morrison & Foerster Attorneys as we offer our perspectives on navigating the roads and reading the road signs. 


Dodd-Frank and Basel Implementation Overview
10:00 a.m. to 10:40 a.m.

  • Dodd-Frank Implementation: what’s left?;
  • Recent Basel Consultations and Announced Changes;
  • Regulating Risk and Governance Practices within Financial Institutions; and
  • Possible Areas for Reform of Regulatory Reform.

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Liquidity Measures, Regulatory Capital Developments and Impact on Lending and Financing Approaches
10:40 a.m. to 11:15 a.m.

  • The liquidity coverage ratio;
  • The net stable funding ratio;
  • Other proposals impacting short-term wholesale funding;
  • The FSB TLAC consultation;
  • A US long-term debt requirement, OLA and “bail-in” debt; and
  • Impact on financing approaches.

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Tax Developments and Emerging issues
11:15 a.m. to 12:00 p.m.

  • Potential tax reform;
  • Developments in taxation of capital markets transactions; and
  • Developments in connection with 871(m)/HIRE Act provisions.

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Lunch; Lunch Presentation: Enforcement and Compliance Priorities and Developments
12:00 p.m. to 1:00 p.m.

  • SEC and FINRA Enforcement and Examination Priorities;
  • CFTC’s Exercise of its Dodd-Frank Authority; and
  • CFPB UDAAP Developments.

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Retail and Consumer Banking: Mortgages and More
1:00 p.m. to 1:45 p.m.

  • Status of CFPB mortgage rulemakings;
  • Implementation challenges with CFPB TRID rule; and
  • CFPB actions on payment cards, overdrafts and “payday” lending.

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Grappling with the Volcker Rule
1:45 p.m. to 2:20 p.m.

  • Implementing your Program;
  • Hedging and market-making issues; and
  • Liquidity management plans and treasury and funding related activities.

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2:20 p.m. to 2:30 p.m.

Derivatives Regulatory Update
2:30 p.m. to 3:00 p.m.

  • Proposed Margin Rules;
  • Resolution Stay Protocol; and
  • Other recent developments.

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