mtn-i 2013 Americas Structured Note Showcase & Awards

05/23/2013

Capital Markets, Financial Institutions + Financial Services, Banking + Financial Services, and Structured Products

Four Seasons Miami
1435 Brickell Avenue
Miami, FL 33131

Anna T. Pinedo

Anna T. Pinedo

Speaking Engagement

Joseph Marano
jmarano@mofo.com
(212) 336-4316

For presentation materials, click here.

mtn-i presents an all-new structured product showcase, trend blast, leadership forum, issuer showcase, investor survey, industry champion keynote speakers and speed networking. The conference will also play host to the 4th Annual Americans Awards to celebrate the deals, investor solutions and institutional performances of the year.

Anna Pinedo will participate in the Structured Note Leadership Forum and host “Regulation Round-Up,” a presentation focusing on the latest developments in regulation of structured products.

Topics of discussion will include:

  • FINRA concerns regarding suitability, misselling, and "complex products";
  • FINRA enforcement activity;
  • Concerns relating to distributors;
  • Conflicts of interest;
  • Proprietary indices, index-linked products;
  • FINRA communications rules; and
  • The SEC's "sweep" letter and estimated initial value.

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