12/12/2012 - 12/13/2012
Banking + Financial Services, Capital Markets, and Financial Institutions + Financial Services
PLI New York Center 810 Seventh Avenue, 21st Floor New York, NY 10019
Anna T. Pinedo
For presentation materials click here.
Morrison & Foerster partner Anna Pinedo will be speaking at PLI’s 2012 Understanding the Securities Laws seminar on a panel called Securities Act Exemptions/Private Placements.
Whether you are new to the field or seeking a quick refresher or an update, this is a securities law primer that you won’t want to miss. This program will provide an overview and discussion of the basic aspects of the U.S. federal securities laws by leading in-house and law firm practitioners and key SEC representatives. Emphasis will be placed on the interplay among the Securities Act of 1933 and the Securities Exchange Act of 1934 and related SEC regulations; how those laws were affected by the Sarbanes-Oxley Act, the Dodd-Frank Act, and the controversial Jumpstart Our Business Startups (“JOBS”) Act, which created the concept of “emerging growth companies”; and on how securities lawyers can solve practical problems that arise under those laws in the contexts of public and private offerings, SEC reporting, mergers and acquisitions, and other common corporate transactions.
For more information, please visit the event’s website.
PLI will provide CLE credit.
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