07/06/2011 01:00 p.m. - 02:00 p.m. EDT
Banking + Financial Services, Corporate Finance | Capital Markets, Private Placements + PIPEs, Public Companies Counseling + Compliance, and Financial Institutions + Financial Services
On May 25, 2011, the Securities and Exchange Commission proposed amendments to rules promulgated under Regulation D to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. Section 926 of the Dodd-Frank Act, entitled “Disqualifying felons and other ‘bad actors’ from Regulation D offerings,” requires the SEC to adopt rules to disqualify certain securities offerings from reliance on the private placement safe harbor provided by Rule 506 of Regulation D.
PLI will provide CLE credit.
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