PLI Webcast: Dodd-Frank Act and the Effect on Foreign Banks

12/03/2010 01:00 p.m. - 02:00 p.m. EST

Banking + Financial Services, Corporate Finance | Capital Markets, and Financial Institutions + Financial Services

(212) 336-4024

There are quite a number of provisions of the regulatory reforms that are broadly worded so that they may have extraterritorial application.  In addition, there are a number of provisions that are intended to affect foreign institutions doing business in the U.S. 

Topics Will Include:
  • The categorization of institutions as “systemically important financial institutions”
  • Application of the new resolution mechanism to the U.S. operations of a foreign bank
  • Volcker Rule restrictions
  • The effect of regulations relating to OTC derivatives
  • Regulations affecting regulatory capital, which would affect U.S. intermediate bank holding companies of international banks
  • Foreign fund exception to the private fund registration rule
  • Executive compensation and governance requirements applicable to foreign issuers


  • Anna Pinedo, Morrison & Foerster LLP
  • Darryll Hendricks, UBS Securities LLC

PLI will provide CLE credit

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