PLI’s Global Capital Markets & the U.S. Securities Laws 2013: Raising Capital in an Evolving Regulatory Environment

06/05/2013 09:00 a.m. - 05:00 p.m.

Capital Markets and Financial Institutions + Financial Services

PLI New York Center
810 Seventh Avenue at 53rd Street
21st Floor
New York, NY 10019

Speaking Engagement

Joseph Marano
jmarano@mofo.com
(212) 336-4316

For presentation materials, click here.

Capital markets are adjusting to a wide range of evolving regulatory standards which affect the way in which offerings are conducted around the world. At the same time, issuers around the world are subject to changing accounting and corporate governance standards, while market participants navigate new ground in derivative product regulation. Issuers and market participants also face an increasingly active global enforcement environment targeting activities taking place around the world.

This program will keep securities lawyers up-to-date on domestic and international regulatory and market developments, bringing together an engaging group of expert practitioners and senior regulators for an in-depth look at how the U.S. securities laws work in the context of a rapidly evolving global regulatory environment.

Partner David Lynn, the program co-chair, will introduce and provide opening remarks for the event.

Partner Anna Pinedo will speak on a panel entitled “Hot Topics in Capital Markets,” which will focus on:

  • Disclosure developments;
  • The latest developments with Rule 144A and Regulation S offerings;
  • The impact of the JOBS Act; and
  • Global offering techniques.

PLI will provide CLE Credit.

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