PLI's Understanding the Securities Laws 2013

12/12/2013 - 12/13/2013

Capital Markets and Financial Institutions + Financial Services

PLI New York Center
1177 Avenue of the Americas, 2nd Floor
New York, NY 10036

Speaking Engagement

Alexa Powers
(212) 336-4312

For presentation materials, click here.

On Thursday, December 12, 2013, Morrison & Foerster partner Anna Pinedo will participate in the PLI seminar “Understanding the Securities Laws 2013”. Ms. Pinedo will give a presentation entitled “Securities Act Exemptions/Private Placements” which will discuss:

  • exempt securities versus exempt transactions;
  • regulation D offerings and recent changes, including the removal of the ban on general solicitation in Rule 506 offerings;
  • the new “crowdfunding” exemption and related filings;
  • intrastate offerings;
  • the new Regulation “A+” exemption; and
  • Regulation S offerings to “non-U.S. persons” – effects of the changes to Rules 144A and 506.

PLI will provide CLE credit.

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