Private Placements and Other Financing Alternatives 2012

PLI Seminar

04/16/2012 08:30 a.m. - 05:00 p.m.

Corporate Finance | Capital Markets, Private Placements, Financial Services, and Finance

PLI New York Center
810 Seventh Avenue
21st Floor
New York, NY 10019

David M. Lynn

David M. Lynn


Katie Koropey
(212) 336-4048

PLI faculty of leading practitioners and regulators will analyze current developments in private placements and hybrid financing transactions, including proposed changes to Regulation A and other changes to the private offering regime, Private Investments in Public Equity (PIPEs), registered direct offerings, wall-crossed offerings, and change-of-control transactions.

They will discuss the basics of private placements and other exempt offerings, as well as recent regulatory reform related and SEC developments involving exempt offerings. They will discuss recent changes to Regulation D effected by the Dodd-Frank Act. You will learn about Regulation A, staying private, Rule 701, Rule 144 and tacking issues, Section 4 (1-1/2) transactions, block trades, and financings in close proximity to one another. They also will address Regulation FD and other disclosure and communications issues arising in connection with undisclosed offerings. You will learn about regulatory and litigation developments involving private offerings.

PLI will provide CLE credit.

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