Private Placements: What to Expect

10/02/2013 08:30 a.m. - 10:00 a.m.

Corporate Finance | Capital Markets and Private Placements + PIPEs

Morrison & Foerster
1290 Avenue of the Americas
Floor 39
New York, NY 10104

Lloyd S. Harmetz and Ze'-ev D. Eiger

Lloyd S. Harmetz and Ze'-ev D. Eiger


Alexa Powers
(212) 336-4312

Over the past year, the SEC and FINRA have made significant changes to their rules relating to private placements. These regulators have also intensified their scrutiny of these transactions. Please join us for a panel discussion about these changes, including:

  • How do the SEC's general solicitation and bad actor rules affect private placements?
  • How may the SEC's proposed rules affect private offerings?
  • What can FINRA's recent enforcement actions relating to private placements teach market participants?


  • Lloyd Harmetz
    Partner, Morrison & Foerster
  • Ze'-ev D. Eiger
    Partner, Morrison & Foerster
  • Dan Nathan
    Partner, Morrison & Foerster
  • Brad Berman
    Of Counsel, Morrison & Foerster

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