Proposed Uniform Fiduciary Standard: The Devil Is in the Details

16 Jul 2015 01:00 p.m. - 02:00 p.m. EDT

Harrison Lawrence
(212) 336-4004

Join Morrison & Foerster Senior Of Counsel Hillel Cohn and Partners Jay Baris and Daniel Nathan as they present on the proposed uniform fiduciary standard for advisers and broker-dealers. This session will cover topics including:

  • Background of the Proposal for a Uniform Fiduciary Standard;
  • The DOL Proposal for Retirement Accounts;
  • Recent Statements from the SEC;
  • FINRA's Application of an Elevated Standard;
  • SIFMA’s Proposal for a “Best Interests” Customer Standard; and
  • Where Do We Go From Here?



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