Regulation AB II Overview

PLI Webinar

09/19/2014 01:00 p.m. - 02:00 p.m. EDT

Capital Markets, Banking + Financial Services, and Financial Institutions + Financial Services

Jerry R. Marlatt and Kenneth E. Kohler

Kenneth E. Kohler and Jerry R. Marlatt

Webinar

Download Presentation Materials

On August 27, 2014, the Securities and Exchange Commission adopted long-anticipated final amendments to Regulation AB that were first proposed in 2010. The new rules make sweeping changes to the offering process and disclosure and periodic reporting requirements for asset-backed securities. In this program, Jerry R. Marlatt and Kenneth E. Kohler of Morrison & Foerster LLP will provide an overview of the new rules and their impact on ABS and MBS issuers and investors in the U.S., including:

  • History of Regulation AB II proposals
  • Changes to the ABS offering process
  • New Forms SF-1 and SF-3
  • Asset-level disclosure and privacy concerns
  • CEO certification
  • Asset review/credit risk manager
  • Dispute resolution requirements
  • Investor communication
  • Prospectus disclosure requirements
  • Periodic reporting changes
  • Proposals not adopted by SEC

PLI will provide CLE credit.

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