Regulation AB II Overview

PLI Webinar

09/19/2014 01:00 p.m. - 02:00 p.m. EDT

Corporate Finance | Capital Markets, Banking + Financial Services, and Financial Institutions + Financial Services

Kenneth E. Kohler

Kenneth E. Kohler


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On August 27, 2014, the Securities and Exchange Commission adopted long-anticipated final amendments to Regulation AB that were first proposed in 2010. The new rules make sweeping changes to the offering process and disclosure and periodic reporting requirements for asset-backed securities. In this program, Jerry R. Marlatt and Kenneth E. Kohler of Morrison & Foerster LLP will provide an overview of the new rules and their impact on ABS and MBS issuers and investors in the U.S., including:

  • History of Regulation AB II proposals
  • Changes to the ABS offering process
  • New Forms SF-1 and SF-3
  • Asset-level disclosure and privacy concerns
  • CEO certification
  • Asset review/credit risk manager
  • Dispute resolution requirements
  • Investor communication
  • Prospectus disclosure requirements
  • Periodic reporting changes
  • Proposals not adopted by SEC

PLI will provide CLE credit.

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