Denver Marriott City Center 1701 California Street Denver, CO 80202
Kelley A. Howes
The Rocky Mountain Region's PREMIER securities conference presented by many of the country's most knowledgeable securities practitioners!
7:00 am Registration
8:00 am SEC Enforcement Panel
8:55 am Defense Perspective
Moderated by George Curtis, Gibson, Dunn & Crutcher, LLP, Former Regional Director Securities and Exchange Commission
9:50 am Networking Break
10:05 am Regulated Entities Panel Presentation
Moderated by Cathy Krendl, Krendl Krendl Sachnoff & Way
11:55 am Lunch Presentation (12:20 - 1:10)
Commissioner Daniel Gallagher, Securities and Exchange Commission
1:15 pm Does Good Audit Make for Good Corporate Governance?
2:10 pm Current Issues in Corporation Finance
3:05 pm Networking Break
3:20 pm Ethical Issues in Securities Practice
4:15 pm JOBS Act - Emerging Growth Company Financing, Reg D General Solicitation and Crowd Funding
Moderated by Reid Godbolt, Jones & Keller, PC
5:05 pm Adjourn
Credits: General credits: 10.00 Ethics credits: 1.00
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